CSP-Assessor Dumps With Exact Questions and Answers

SWIFT Public Key Infrastructure (PKI) certificates are cryptographic credentials used to secure communications over the SWIFT network. Let’s evaluate each option:

•Option A: Asymmetric signing and encryption end to end

This is correct. SWIFT PKI certificates utilize asymmetric cryptography (public and private key pairs) for both signing and encryption. Signing ensures the authenticity and integrity of messages (e.g., verifying the sender), while encryption provides confidentiality end to end—from the sender’s environment to the receiver’s environment across the SWIFT network. This end-to-end security is achieved using PKI certificates managed by Hardware Security Modules (HSMs), as mandated by CSCF Control "1.3 Cryptographic Failover." SWIFT documentation confirms that PKI supports full message security throughout the transmission process.

•Option B: Asymmetric signing and encryption end to SWIFT only

This is incorrect. The security provided by PKI certificates extends beyond just the connection to SWIFT (e.g., to the SWIFT Secure IP Network). It covers the entire message journey, including the recipient’s environment, ensuring end-to-end protection rather than stopping at SWIFT’s boundary.

•Option C: Symmetric encryption only

This is incorrect. SWIFT PKI relies on asymmetric cryptography for key exchange and signing, not symmetric encryption alone. While symmetric encryption may be used internally (e.g., for session keys derived from asymmetric key exchange), the PKI certificates themselves are based on asymmetric algorithms (e.g., RSA), as outlined in SWIFT’s security guidelines.

•Option D: Asymmetric signing only

This is incorrect. PKI certificates are used for both asymmetric signing (for authenticity and integrity) and encryption (for confidentiality), not just signing. The dual purpose is essential for the secure transmission of SWIFT messages.

Summary of Correct Answer:

SWIFT PKI certificates are used for asymmetric signing and encryption end to end (A), ensuring comprehensive security.

References to SWIFT Customer Security Programme Documents:

•SWIFT Customer Security Controls Framework (CSCF) v2024: Control 1.3 specifies the use of PKI for end-to-end security.

•SWIFT Security Guidelines: Details PKI usage for asymmetric signing and encryption.

•SWIFT PKI Documentation: Confirms end-to-end cryptographic protection using PKI certificates.

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The "Independent Assessment Process for Assessors Guidelines" and "Independent Assessment Framework" outline conditions for relying on previous assessments. Let’s evaluate each option:

•Option A: The control compliance conclusion must have already been relied on the past two years

This does not apply. There is no requirement that reliance has been used for two prior years; reliance is assessed annually based on current conditions, per the "Independent Assessment Framework."

•Option B: The previous assessment was performed on the CSCF version of the previous year (at least)

This does not apply. The CSCF version must match the current assessment year (e.g., v2025 for a 2025 assessment), not the previous year, to ensure alignment with updated controls, as per the "Swift Customer Security Controls Framework v2025."

•Option C: The control definition has not changed

This applies. Reliance is permitted only if the control’s definition remains unchanged from the previous assessment, ensuring the prior conclusion remains relevant, as noted in the "CSP_controls_matrix_and_high_test_plan_2025."

•Option D: The control design and implementation are the same

This applies. The assessor must confirm that the control’s design and implementation have not changed since the last assessment, as required by the "Independent Assessment Process for Assessors Guidelines" to validate ongoing compliance.

Summary of Correct Answers:

Reliance is allowed if the control definition has not changed (C) and the control design and implementation are the same (D).

References to SWIFT Customer Security Programme Documents:

•Independent Assessment Process for Assessors Guidelines: Lists conditions for reliance.

•Independent Assessment Framework: Requires unchanged definitions and designs.

•CSP_controls_matrix_and_high_test_plan_2025: Supports reliance criteria.

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The High-Level Test Plan (HLTP) is outlined in the "Independent Assessment Framework - High-Level Test Plan Guidelines" and serves as a guidance document for assessors. Let’s evaluate each option:

•Option A: The HLTP provides a way of testing and the typical evidence for each control (based on implementation guidelines) and must be strictly followed

This is incorrect. The HLTP is a recommended framework, not a strict mandate. Assessors have flexibility to adapt testing approaches based on the user’s environment, as per the "Independent Assessment Process for Assessors Guidelines."

•Option B: The HLTP provides a way of testing and the typical evidence for each control (based on implementation guidelines), testing should be ideally based on it

This is correct. The HLTP offers a standardized methodology and evidence examples for testing CSCF controls, derived from implementation guidelines. The "CSP_controls_matrix_and_high_test_plan_2025" encourages assessors to use it as a best practice, allowing adjustments as needed.

•Option C: The HLTP provides the rules to define the sample for testing

This is incorrect. While the HLTP includes sample size guidance (e.g., minimum of 3 for limited testing), its primary purpose is broader, covering testing methods and evidence, not just sampling rules.

•Option D: The HLTP provides a detailed way of control testing

This is incorrect. The HLTP is high-level, not detailed; detailed testing plans are developed by assessors based on the HLTP framework.

Summary of Correct Answer:

The HLTP provides testing methods and evidence, and testing should ideally be based on it (B).

References to SWIFT Customer Security Programme Documents:

•Independent Assessment Framework - High-Level Test Plan Guidelines: Defines HLTP purpose.

•CSP_controls_matrix_and_high_test_plan_2025: Recommends HLTP usage.

•Independent Assessment Process for Assessors Guidelines: Allows flexibility.

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