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SIE Dumps With Exact Questions and Answers

Exact2pass Provides 100% Valid Securities Industry Essentials Exam (SIE) SIE Exam dumps Questions and answers which can helps you to Pass Your Certification Exam in First Attempt.

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SIE Questions and Answers

Question # 1

When the index level and strike price of a listed index option are the same, the option is:

A.

In the money.

B.

At the money.

C.

Out of the money.

D.

Trading at intrinsic value only.

Question # 2

How long are unused funds permitted to remain in a Coverdell education savings account?

A.

All funds must be distributed when the beneficiary’s age reaches 21 years old.

B.

All funds must be distributed when the beneficiary’s age reaches 30 years old.

C.

All funds must be distributed when the beneficiary’s age reaches 59 ½ years old.

D.

There is no age limit preventing funds from remaining in a beneficiary’s account.

Question # 3

A customer purchases 100 shares of stock. The customer fears a decline in the share price and would like to protect his investment and minimize loss. Which of the following strategies should the customer employ to lock in his profit?

A.

Sell a put

B.

Sell a call

C.

Purchase a put

D.

Purchase a call

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